Brokercheck

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FINRA BrokerCheck is a free, online tool that helps individuals research brokers , investment firms, and financial advisers. Investors can obtain a variety of information, including descriptions, services offered, credentials, sanctions, and registrations, that may be helpful in the selection and vetting of an individual financial advice provider or brokerage firm. FINRA BrokerCheck contains information on approximately 3, brokerage firms, , branch offices, and , registered securities representatives and is an explanatory tool that shows how to properly use and manage the information provided. With FINRA BrokerCheck, an investor can find a firm's history, learn of any indiscretions and locate and identify popular choices among investors. BrokerCheck provides information on investment firms including:. BrokerCheck does not contain any information that has not been disclosed to the CRD system, personal or confidential information, or judgments or liens. In addition to BrokerCheck, individuals considering hiring a broker or investment adviser should search the resources of their state securities regulators , which also oversee and may require the registration of brokers or advisers.

Brokercheck

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Many or all of the products featured here are from our partners who compensate us. This influences which products we write about and where and how the product appears on a page. However, this does not influence our evaluations. Our opinions are our own. Here is a list of our partners and here's how we make money. The investing information provided on this page is for educational purposes only. NerdWallet, Inc. About BrokerCheck. Accessed Apr 26,

Brokercheck

The FINRA BrokerCheck database provides key information about individual brokers and brokerage firms, including registrations, employment history — and any criminal matters, regulatory actions and civil judiciary proceedings complaints. BrokerCheck is a good tool for getting basic info about a firm that you are considering. Consider working with a financial advisor as you seek insight and guidance into how to handle your investments. It also provides their licenses and other qualifications — and a detailed report of any disclosures on their record. Alternately, you can enter their Central Registration Depository CRD number, which the broker or advisor will provide if you ask for it. You can find the following information on brokers through BrokerCheck:. You can look up a firm or individual by name or CRD number.

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Measure advertising performance. Information Provided. The offers that appear in this table are from partnerships from which Investopedia receives compensation. Table of Contents Expand. These include white papers, government data, original reporting, and interviews with industry experts. So can you please white list this one? A broker is allowed to provide comments and the investor should review those comments on the nature of the complaint. Ask us a question, or tell us what you love or hate about PythonAnywhere. Understand audiences through statistics or combinations of data from different sources. Could you give us a link to the API documentation? Use limited data to select content. Related Articles.

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How It Works. Details here. Please review our updated Terms of Service. Article Sources. Investopedia requires writers to use primary sources to support their work. FINRA will collect personal information only in those situations where a request is made that a BrokerCheck report is mailed. Information Provided. According to the documentation you linked to, the API is at api. I have a similar issue but my account is paid for a full year. Table of Contents Expand. Use limited data to select content. Create profiles for personalised advertising.